The SEC wants comments on a new Internet-based campaign to alert ...
The SEC wants comments on a new Internet-based campaign to alert investors about “questionable” pitches for securities transactions. By sharing information “more immediately” via its PAUSE program, the commission hopes to help investors avoid “online boiler room” and advance…
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fee schemes, it said. The agency seeks public comment on PAUSE before it begins. The SEC public Web site will carry details on unregistered soliciting entities triggering complaints. Comments can be filed at www.sec.gov/other.shtml or by e-mail to rule- comments@sec.gov with file number S7-24-07 in the subject line.